Compliance Posture Assessment
Assessment Date: March 2026 | Methodology: Control-by-control mapping against framework requirements
ISO 27001:2022
93 controls assessed
SOC 2 Type II
51 controls assessed
HIPAA
22 controls assessed
Overall Score
166 total controls
0
Controls Assessed
0
Implemented
0
Partial
0
Gaps
0
P0 Critical Gaps
0
Triple Coverage Items
\u26A0
RISK LEVEL: MODERATE-HIGH
Strong technical controls but significant documentation and process gaps prevent certification
IFO4 has invested heavily in technical security controls (hash-chain logging, OPA RBAC, RLS, container hardening) that exceed many organizations at similar maturity levels. However, the absence of formal documentation (ISMS policy, risk assessment, incident response plan) and process controls (change management, training, vendor management) creates a gap between technical capability and auditable compliance. The platform cannot pass ISO 27001 certification or SOC 2 audit in its current state, but the technical foundation significantly reduces the effort required to achieve compliance.
Framework Breakdown
| Framework | Total | Implemented | Partial | Gap | Score |
|---|---|---|---|---|---|
| ISO 27001:2022 | 93 | 14 | 47 | 32 | 40% |
| SOC 2 Type II | 51 | 7 | 26 | 18 | 39% |
| HIPAA | 22 | 5 | 9 | 8 | 43% |
Key Findings Feed
Technical Architecture Compliance Map
How each architectural layer maps to compliance controls
Compliance Readiness Metrics
Quantitative assessment of readiness by compliance domain
Domain Readiness
Access Control92%
Data Encryption68%
Audit Logging95%
Incident Response15%
Change Management55%
Risk Management10%
Security Training5%
Physical Security85%
Business Continuity45%
Vendor Management8%
Certification Readiness
ISO 27001:2022
Not Ready
Estimated time to certification: 9-12 months
Blockers: ISMS policy, risk assessment, incident response plan, gRPC TLS, SAST/DAST
SOC 2 Type I
Approaching
Estimated time to report: 6-9 months
Strong technical controls. Needs governance documentation and formal processes
SOC 2 Type II
Not Ready
Estimated time to report: 12-18 months (requires 6-12 month observation)
Must complete Type I first, then demonstrate sustained control effectiveness
HIPAA Compliance
Conditional
Only required if processing PHI. Estimated time: 12-18 months
No PHI processing currently. Assessment provided for NHS/healthcare readiness planning
Effort vs. Impact Matrix
Prioritization based on implementation effort and compliance impact
Compliance Impact
Implementation Effort
HIGH IMPACT / LOW EFFORT
HIGH IMPACT / HIGH EFFORT
LOW IMPACT / LOW EFFORT
LOW IMPACT / HIGH EFFORT
ISMS Policy Document
Incident Response Plan
Data Classification
Risk Assessment
SIEM Deployment
Security Training Program
SBOM Generation
Secure Coding Standard
NDA Template
DLP Tooling
PAM Solution
MDM Deployment
Key Personnel Requirements
Roles needed to execute the compliance roadmap
CISO / Security LeadP0
Full-time hire or fractional
ISMS ownership, risk management, security strategy, audit liaison, incident response oversight
Compliance ManagerP0
Full-time or contractor
Policy documentation, control testing, evidence collection, audit preparation, training coordination
Security EngineerP1
Full-time hire
SAST/DAST integration, mTLS deployment, SIEM configuration, vulnerability management, container security
External AuditorP1
Engagement (annual)
ISO 27001 certification audit, SOC 2 examination, penetration testing, independent ISMS review
3
Frameworks Assessed
155+
Total Controls
Mar 2026
Assessment Date
Jun 2026
Next Review
IFO4 Compliance Command Center
Assessment conducted March 2026. This assessment represents a point-in-time evaluation
and should be refreshed quarterly or upon significant platform changes.
Confidential - For internal use only. Do not distribute without authorization.